Glossary

Reg D

Regulation D is a set of exemptions from Securities Act registration requirements used for certain private offerings. Different rules have different conditions.

Why it matters to a capital raiser

I work with securities counsel to identify the exemption and follow its requirements.

  • 506(b)
  • 506(c)

A term can mean something different in a particular deal, so read it with the governing documents. General education only. Not legal, tax or investment advice.